Build strategy and supporting processes to ensure compliance & governance

Build strategy and supporting processes to ensure compliance & governance

Objective was to build back end systems and processes including reporting & monitoring.

Work Performed: Developed comprehensive process list, prepared all SOPs, developed basic to advanced reporting & monitoring systems, dashboards to provide timely action against key audit points, provide complete visibility on investments to service providers and clients.

Project Details

  • Organization : SAMI
  • Location : Canada
  • Business type : Wealth Management, start-up